| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| EMPEROR SECURITIES LIMITED (HK) | Rep | 证券交易 | 2007-08-23 | 2011-12-23 |
| EMPEROR FUTURES LIMITED | Rep | 期货合约交易 | 2005-09-29 | 2011-12-23 |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | 杠杆式外汇交易 | 2004-10-07 | 2019-11-29 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 证券交易 | 2003-12-09 | 2004-02-11 |
| JS CRESVALE SECURITIES INTERNATIONAL LIMITED | Rep | 就机构融资提供意见 | - | 2003-12-03 |
| Rep | 就证券提供意见 | - | 2003-12-03 | |
| Rep | 提供资产管理 | - | 2003-12-03 | |
| Rep | 提供自动化交易服务 | - | 2003-12-03 | |
| Rep | 证券交易 | - | 2003-12-04 |