So, Kuen Kei 蘇權機 Hong Kong SFC License Details (ID 78902)

So, Kuen Kei 蘇權機 Hong Kong SFC License Details (ID 78902)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
Gong Ping Securities Limited	RO	就证券提供意见	2024-08-21	-
	RO	证券交易	2019-11-11	-
Gong Ping Futures Limited	RO	期货合约交易	2019-11-08	-
Gong Ping Securities Limited	Rep	证券交易	2019-06-28	2019-11-11
Chuenman Securities Limited	RO	证券交易	2017-06-19	2019-04-01
	Rep	证券交易	2017-04-24	2017-06-19
HUAJIN FUTURES (INTERNATIONAL) LIMITED	Rep	期货合约交易	2015-10-22	2017-03-25
HUAJIN SECURITIES (INTERNATIONAL) LIMITED	Rep	证券交易	2015-10-22	2017-03-25
DBS VICKERS (HONG KONG) LIMITED	Rep	期货合约交易	2015-05-21	2015-09-01
	Rep	证券交易	2015-05-21	2015-09-01
EMPEROR FUTURES LIMITED	Rep	期货合约交易	2011-04-11	2015-04-25
EMPEROR SECURITIES LIMITED (HK)	Rep	证券交易	2009-05-25	2015-04-25
EMPEROR FUTURES LIMITED	Rep	期货合约交易	2008-03-28	2008-10-02
EMPEROR SECURITIES LIMITED (HK)	Rep	证券交易	2008-03-28	2008-10-02
Sun Life Financial Asia Services Limited	Rep	就证券提供意见	2006-08-30	2007-03-30