| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Gong Ping Securities Limited | RO | 就证券提供意见 | 2024-08-21 | - |
| RO | 证券交易 | 2019-11-11 | - | |
| Gong Ping Futures Limited | RO | 期货合约交易 | 2019-11-08 | - |
| Gong Ping Securities Limited | Rep | 证券交易 | 2019-06-28 | 2019-11-11 |
| Chuenman Securities Limited | RO | 证券交易 | 2017-06-19 | 2019-04-01 |
| Rep | 证券交易 | 2017-04-24 | 2017-06-19 | |
| HUAJIN FUTURES (INTERNATIONAL) LIMITED | Rep | 期货合约交易 | 2015-10-22 | 2017-03-25 |
| HUAJIN SECURITIES (INTERNATIONAL) LIMITED | Rep | 证券交易 | 2015-10-22 | 2017-03-25 |
| DBS VICKERS (HONG KONG) LIMITED | Rep | 期货合约交易 | 2015-05-21 | 2015-09-01 |
| Rep | 证券交易 | 2015-05-21 | 2015-09-01 | |
| EMPEROR FUTURES LIMITED | Rep | 期货合约交易 | 2011-04-11 | 2015-04-25 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 证券交易 | 2009-05-25 | 2015-04-25 |
| EMPEROR FUTURES LIMITED | Rep | 期货合约交易 | 2008-03-28 | 2008-10-02 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 证券交易 | 2008-03-28 | 2008-10-02 |
| Sun Life Financial Asia Services Limited | Rep | 就证券提供意见 | 2006-08-30 | 2007-03-30 |
已采集记录中暂无金管局登记。