| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| EMPEROR FUTURES LIMITED | Rep | 期货合约交易 | 2015-08-07 | 2024-03-26 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 证券交易 | 2015-08-07 | 2024-03-26 |
| EMPEROR FUTURES LIMITED | Rep | 期货合约交易 | 2010-04-13 | 2014-12-15 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 证券交易 | 2009-04-20 | 2014-12-15 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 证券交易 | 2006-02-24 | 2006-09-01 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期货合约交易 | 2005-05-23 | 2006-09-01 |