| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| EMPEROR FUTURES LIMITED | Rep | 期货合约交易 | 2011-06-30 | 2014-03-25 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 证券交易 | 2011-06-30 | 2014-03-25 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期货合约交易 | 2010-12-30 | 2011-01-10 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2010-12-30 | 2011-01-10 |