| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Emperor Wealth Management Limited | Rep | 证券交易 | 2012-02-14 | - |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 证券交易 | 2007-12-05 | - |
| EMPEROR FUTURES LIMITED | Rep | 期货合约交易 | 2007-06-15 | - |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2004-07-30 | 2005-03-07 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 就期货合约提供意见 | 2003-04-01 | 2004-02-27 |
| Rep | 提供资产管理 | 2003-04-01 | 2004-02-27 | |
| Rep | 期货合约交易 | 2003-04-01 | 2004-07-26 |