| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Success Futures and Foreign Exchange Limited | Rep | 杠杆式外汇交易 | 2014-01-03 | 2015-09-18 |
| Success Securities Limited | Rep | 证券交易 | 2014-01-03 | 2015-09-18 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 证券交易 | 2008-04-28 | 2011-11-18 |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | 杠杆式外汇交易 | 2005-10-18 | 2011-11-18 |
| HONG KONG FOREX INVESTMENT LIMITED | Rep | 杠杆式外汇交易 | - | 2003-08-18 |