| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Minerva Holding Financial Securities Limited | RO | 就证券提供意见 | 2023-03-22 | - |
| Minerva Asset Global Investment Capital Limited | RO | 提供资产管理 | 2022-07-12 | - |
| Minerva Holding Financial Securities Limited | RO | 证券交易 | 2022-07-12 | - |
| Victoria Harbour International Financial Holdings Limited | RO | 就证券提供意见 | 2022-04-20 | 2022-06-15 |
| RO | 提供资产管理 | 2022-04-20 | 2022-06-15 | |
| RO | 证券交易 | 2022-04-20 | 2022-06-15 | |
| Rep | 就证券提供意见 | 2022-03-14 | 2022-04-20 | |
| Rep | 提供资产管理 | 2022-03-14 | 2022-04-20 | |
| Rep | 证券交易 | 2022-03-14 | 2022-04-20 | |
| YONXI International Finance Holdings Limited | RO | 提供资产管理 | 2021-10-18 | 2022-01-31 |
| YONXI Securities Limited | RO | 就证券提供意见 | 2021-01-27 | 2022-01-31 |
| RO | 证券交易 | 2021-01-27 | 2022-01-31 | |
| QMIS Asset Management Limited | Rep | 就证券提供意见 | 2019-01-28 | 2020-09-09 |
| Rep | 提供资产管理 | 2019-01-28 | 2020-09-09 | |
| QMIS Securities Limited | RO | 证券交易 | 2018-09-21 | 2020-09-09 |
| Rep | 证券交易 | 2018-09-12 | 2018-09-21 | |
| VMI Securities Limited | RO | 证券交易 | 2017-01-11 | 2018-09-07 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 证券交易 | 2010-08-02 | 2017-01-01 |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | 杠杆式外汇交易 | 2008-08-21 | 2014-04-23 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 杠杆式外汇交易 | 2004-07-29 | 2008-07-25 |
已采集记录中暂无金管局登记。