| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2020-07-14 | 2021-01-07 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2020-07-14 | 2021-01-07 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期货合约交易 | 2018-01-10 | 2020-05-06 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 证券交易 | 2018-01-10 | 2020-05-06 |
| South China Forex Limited | Rep | 杠杆式外汇交易 | 2017-12-05 | 2020-05-06 |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | 杠杆式外汇交易 | 2009-06-19 | 2017-07-01 |