| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Vantum Asset Management Limited | RO | 就证券提供意见 | 2026-10-14 | - |
| RO | 提供资产管理 | 2026-10-14 | - | |
| Vantum Securities and Futures Limited | RO | 期货合约交易 | 2026-10-14 | - |
| RO | 证券交易 | 2026-10-14 | - | |
| Vantum Asset Management Limited | Rep | 就证券提供意见 | 2026-08-06 | 2026-10-14 |
| Rep | 提供资产管理 | 2026-08-06 | 2026-10-14 | |
| Vantum Securities and Futures Limited | Rep | 期货合约交易 | 2026-08-06 | 2026-10-14 |
| Rep | 证券交易 | 2026-08-06 | 2026-10-14 | |
| Zircon Securities (HK) Limited | RO | 就期货合约提供意见 | 2025-08-13 | 2026-03-22 |
| RO | 就证券提供意见 | 2025-08-13 | 2026-03-22 | |
| RO | 提供资产管理 | 2025-08-13 | 2026-03-22 | |
| RO | 期货合约交易 | 2025-08-13 | 2026-03-22 | |
| RO | 证券交易 | 2025-08-13 | 2026-03-22 | |
| Rep | 就期货合约提供意见 | 2025-04-22 | 2025-08-13 | |
| Rep | 就证券提供意见 | 2025-04-22 | 2025-08-13 | |
| Rep | 提供资产管理 | 2025-04-22 | 2025-08-13 | |
| Rep | 期货合约交易 | 2025-04-22 | 2025-08-13 | |
| Rep | 证券交易 | 2025-04-22 | 2025-08-13 | |
| Future Securities Limited (HK) | RO | 就期货合约提供意见 | 2024-09-13 | 2025-03-31 |
| RO | 就证券提供意见 | 2024-09-13 | 2025-03-31 | |
| RO | 提供资产管理 | 2024-09-13 | 2025-03-31 | |
| RO | 期货合约交易 | 2024-09-13 | 2025-03-31 | |
| RO | 证券交易 | 2024-09-13 | 2025-03-31 | |
| Rep | 就期货合约提供意见 | 2024-05-22 | 2024-09-13 | |
| Rep | 提供资产管理 | 2024-05-22 | 2024-09-13 | |
| Rep | 期货合约交易 | 2024-05-22 | 2024-09-13 | |
| Rep | 就证券提供意见 | 2024-05-07 | 2024-09-13 | |
| Rep | 证券交易 | 2024-05-07 | 2024-09-13 | |
| BETA INTERNATIONAL SECURITIES LIMITED | RO | 期货合约交易 | 2022-11-11 | 2024-01-16 |
| Rep | 就证券提供意见 | 2022-11-07 | 2024-03-17 | |
| Wonderland International Asset Management Limited | Rep | 提供资产管理 | 2021-03-30 | 2023-12-27 |
| BETA INTERNATIONAL SECURITIES LIMITED | Rep | 期货合约交易 | 2020-11-19 | 2022-11-11 |
| Rep | 证券交易 | 2020-11-19 | 2024-03-17 | |
| Rich Bay Securities Limited | Rep | 期货合约交易 | 2020-05-18 | 2020-11-04 |
| Rep | 证券交易 | 2020-05-18 | 2020-11-04 | |
| KVB Capital Markets Limited | Rep | 杠杆式外汇交易 | 2019-10-30 | 2020-02-28 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 就期货合约提供意见 | 2019-03-27 | 2019-07-12 |
| Rep | 期货合约交易 | 2019-03-27 | 2019-07-12 | |
| XIN HUA SECURITIES (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2018-11-16 | 2019-03-15 |
| Rep | 期货合约交易 | 2018-11-16 | 2019-03-15 | |
| HGNH International Forex Co., Limited | Rep | 杠杆式外汇交易 | 2017-03-28 | 2018-07-16 |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | 杠杆式外汇交易 | 2009-06-29 | 2016-10-01 |
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