| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CAPITAL FOCUS ASSET MANAGEMENT LIMITED | Rep | 提供资产管理 | 2020-05-21 | 2024-11-20 |
| SHUN LOONG SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2020-05-21 | 2024-11-20 |
| EMPEROR FUTURES LIMITED | Rep | 期货合约交易 | 2017-08-28 | 2020-05-18 |
| Emperor Asset Management Limited | RO | 提供资产管理 | 2014-10-22 | 2017-06-30 |
| Emperor Wealth Management Limited | Rep | 证券交易 | 2012-05-30 | 2017-06-30 |
| Emperor Asset Management Limited | Rep | 提供资产管理 | 2011-08-10 | 2014-10-22 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 证券交易 | 2010-03-30 | 2020-05-18 |