| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| EMPEROR SECURITIES LIMITED (HK) | Rep | 证券交易 | 2009-09-18 | 2012-03-23 |
| Emperor Wealth Management Limited | Rep | 证券交易 | 2009-09-18 | 2010-09-20 |
| oOo Securities (HK) Group Limited | Rep | 就证券提供意见 | 2008-09-22 | 2009-06-29 |
| OnePlatform Asset Management Limited | Rep | 就证券提供意见 | 2005-09-07 | 2008-05-03 |