| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Golden Hen Securities and Futures Limited | Rep | 证券交易 | 2013-12-12 | 2014-05-21 |
| MFG Limited (HK) | Rep | 证券交易 | 2012-11-05 | 2013-07-05 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 证券交易 | 2011-07-06 | 2012-10-22 |
| FUJI HONG KONG COMMODITIES COMPANY LIMITED | Rep | 期货合约交易 | 2004-10-13 | 2005-10-20 |
| CELESTIAL COMMODITIES LIMITED | Rep | 期货合约交易 | 2004-06-25 | 2004-10-07 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期货合约交易 | 2003-09-29 | 2004-06-17 |