Personnel Hong Kong SFC License Details (ID 79144)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	期货合约交易	2026-09-18	-
SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED	Rep	就期货合约提供意见	2026-09-18	-
	Rep	就证券提供意见	2026-09-18	-
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	证券交易	2026-09-18	-
VALUABLE CAPITAL LIMITED	RO	就期货合约提供意见	2023-06-01	2026-07-14
	RO	就证券提供意见	2023-06-01	2026-07-14
	RO	提供资产管理	2023-06-01	2026-07-14
	RO	期货合约交易	2021-10-07	2026-07-14
	RO	证券交易	2021-10-07	2026-07-14
	Rep	期货合约交易	2021-06-18	2021-10-07
	Rep	证券交易	2021-05-25	2021-10-07
VMI Securities Limited	Rep	证券交易	2021-04-23	2021-05-03
Emperor Asset Management Limited	Rep	提供资产管理	2018-02-20	2021-03-19
EMPEROR FUTURES LIMITED	Rep	期货合约交易	2014-06-18	2021-03-19
EMPEROR SECURITIES LIMITED (HK)	Rep	证券交易	2014-06-18	2021-03-19
CIS SECURITIES ASSET MANAGEMENT LIMITED	Rep	期货合约交易	2013-05-13	2014-05-16
	Rep	证券交易	2013-05-13	2014-05-16
CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2012-12-24	2013-04-25
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	Rep	证券交易	2012-11-07	2013-04-25
EMPEROR FUTURES LIMITED	Rep	就期货合约提供意见	2008-03-06	2010-05-07
	Rep	期货合约交易	2008-03-06	2010-05-07
EMPEROR SECURITIES LIMITED (HK)	Rep	就证券提供意见	2008-03-06	2010-05-07
	Rep	证券交易	2008-03-06	2012-11-01

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