| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Morningstar Investment Management Asia Limited | Rep | 就证券提供意见 | 2014-11-17 | - |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 就证券提供意见 | 2010-12-29 | 2013-10-08 |
| Rep | 证券交易 | 2010-12-29 | 2013-10-08 | |
| ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED | Rep | 就证券提供意见 | 2010-02-23 | 2010-09-03 |
| Rep | 提供资产管理 | 2010-02-23 | 2010-09-03 |