| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Emperor Asset Management Limited | Rep | 就证券提供意见 | 2018-06-13 | 2023-02-28 |
| Rep | 提供资产管理 | 2018-06-13 | 2023-02-28 | |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 就证券提供意见 | 2011-08-04 | 2023-02-28 |
| Rep | 证券交易 | 2011-08-04 | 2023-02-28 | |
| Emperor Wealth Management Limited | Rep | 就证券提供意见 | 2011-08-04 | 2023-01-01 |
| Rep | 证券交易 | 2011-08-04 | 2023-01-01 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2008-06-02 | 2010-08-14 |