| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Funderstone Securities Limited | Rep | 就证券提供意见 | 2012-04-26 | 2015-05-14 |
| Rep | 证券交易 | 2012-04-26 | 2015-05-14 | |
| Emperor Wealth Management Limited | Rep | 就证券提供意见 | 2011-11-09 | 2012-01-01 |
| Rep | 证券交易 | 2011-11-09 | 2012-01-01 | |
| RO | 就证券提供意见 | 2011-03-30 | 2011-11-09 | |
| RO | 证券交易 | 2011-03-30 | 2011-11-09 |