| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Arta Asset Management Limited | Rep | 就证券提供意见 | 2010-09-28 | 2011-11-09 |
| Rep | 提供资产管理 | 2009-11-30 | 2011-11-09 | |
| Rep | 证券交易 | 2009-11-30 | 2011-11-09 | |
| ENLIGHTEN FUTURES LIMITED | Rep | 期货合约交易 | 2009-11-30 | 2012-12-28 |
| ENLIGHTEN SECURITIES LIMITED | Rep | 证券交易 | 2009-10-16 | 2012-12-28 |
| WINLAND WEALTH MANAGEMENT LIMITED | Rep | 证券交易 | 2009-01-14 | 2009-09-18 |