Lam, Ying Chi (SFC:ABL592) 林英智

证监会中央编号:ABL592

公开纪律行动

SFC suspends Mr Anthony Kwong Kin Fai of South China Securities Ltd for 3 weeks

SFC, 26-Apr-2001

The unregistered employee was probably Mr Lam Ying Chi, who was later registered. He was reprimanded on 22-Mar-2001.

机构

人物

SFC reprimands Mr Lam Ying Chi for unregistered dealing

SFC, 22-Mar-2001

Note: the senior colleague was probably Mr Anthony Kwong Kin Fai, at South China Securities Ltd. He was reprimanded later, on 26-Apr-2001.

机构

人物

SFC suspends Mr Lam Ying Chi for 10 months for front-running

SFC, 01-Jun-2000

机构

人物

主题