Personnel Hong Kong SFC License Details (ID 79237)

Personnel Hong Kong SFC License Details (ID 79237)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
SDIC SECURITIES (HONG KONG) LIMITED	RO	证券交易	2014-06-23	-
	Rep	证券交易	2010-11-17	2014-06-23
SDIC SECURITIES FUTURES (HONG KONG) LIMITED	RO	就期货合约提供意见	2010-10-25	-
	RO	期货合约交易	2010-10-25	-
SDIC Securities International Financial Holdings Limited	Rep	证券交易	2010-08-09	2014-09-15
SOUTH CHINA COMMODITIES LIMITED	Rep	期货合约交易	2009-05-25	2010-07-31
SOUTH CHINA SECURITIES LIMITED	Rep	证券交易	2009-04-15	2010-07-31
CHI CAPITAL SECURITIES LIMITED	RO	就证券提供意见	2008-04-22	2009-04-07
	RO	证券交易	2008-04-22	2009-04-07
ETRADE SECURITIES (HONG KONG) LIMITED	RO	期货合约交易	2005-12-20	2007-03-09
	Rep	杠杆式外汇交易	2004-04-02	2007-03-09
	Rep	就证券提供意见	2003-10-23	2007-03-09
	Rep	证券交易	2003-10-23	2007-03-09
ETRADE SECURITIES LIMITED	Rep	就证券提供意见	2003-10-23	2007-03-09
	Rep	证券交易	2003-10-23	2007-03-09