| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ENLIGHTEN SECURITIES LIMITED | Rep | 证券交易 | 2022-03-08 | 2025-03-17 |
| Golden Rich Securities Limited | Rep | 证券交易 | 2016-05-05 | 2022-02-10 |
| CVP Securities Limited | Rep | 证券交易 | 2008-05-16 | 2016-04-28 |
| Rep | 期货合约交易 | 2006-01-18 | 2016-04-28 | |
| TOPMORE COMMODITIES LIMITED | Rep | 就期货合约提供意见 | - | 2003-12-23 |
| Rep | 提供资产管理 | - | 2003-12-23 | |
| Rep | 期货合约交易 | - | 2005-12-31 |