| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| LUK FOOK SECURITIES (HK) LIMITED | Rep | 证券交易 | 2012-10-08 | 2023-01-10 |
| CVP Securities Limited | Rep | 证券交易 | 2010-07-23 | 2012-09-23 |
| CORPORATE BROKERS LIMITED | Rep | 证券交易 | 2009-10-16 | 2010-07-19 |
| Rep | 就机构融资提供意见 | - | 2004-02-19 | |
| Rep | 就证券提供意见 | - | 2004-02-19 | |
| Rep | 提供资产管理 | - | 2004-02-19 | |
| Rep | 提供自动化交易服务 | - | 2004-02-19 | |
| Rep | 证券交易 | - | 2005-10-12 |