| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Profitech Securities Limited | RO | 证券交易 | 2022-08-29 | - |
| NEW UNIVERSE SECURITIES (HK) LIMITED | RO | 证券交易 | 2021-05-11 | 2022-07-19 |
| Realord Asia Pacific Securities Limited | RO | 证券交易 | 2015-06-29 | 2021-04-30 |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | 证券交易 | 2012-11-19 | 2015-06-17 |
| CVP Securities Limited | Rep | 证券交易 | 2005-04-06 | 2012-11-01 |
| Apricot Capital (Hong Kong) Limited | Rep | 证券交易 | 2004-04-03 | 2005-04-06 |
| INTERCHINA SECURITIES LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-01-14 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-01-14 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-01-14 | |
| Rep | 证券交易 | 2003-04-01 | 2004-04-02 |