| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PRIME COURAGE SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2011-09-28 | 2023-02-01 |
| CVP Securities Limited | Rep | 证券交易 | 2006-08-22 | 2011-09-16 |
| GLOBAL CREDIT SECURITIES LIMITED | Rep | 就机构融资提供意见 | - | 2003-10-27 |
| Rep | 就证券提供意见 | - | 2003-10-27 | |
| Rep | 提供资产管理 | - | 2003-10-27 | |
| Rep | 证券交易 | - | 2006-08-01 |