Tang, Shu Yan 鄧樹仁 Hong Kong SFC License Details (ID 79299)

Tang, Shu Yan 鄧樹仁 Hong Kong SFC License Details (ID 79299)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
TFI Securities and Futures Limited	Rep	证券交易	2024-11-06	-
VALUABLE CAPITAL LIMITED	Rep	证券交易	2023-02-27	2024-10-31
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	证券交易	2017-04-24	2023-01-26
FULBRIGHT SECURITIES LIMITED	Rep	证券交易	2015-05-14	2017-04-19
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	证券交易	2012-03-05	2015-05-09
CVP Securities Limited	Rep	证券交易	2010-05-03	2012-03-01
Yuanta Asia Investment (Hong Kong) Limited	Rep	证券交易	2005-04-01	2010-04-28
CITIC Securities Brokerage (HK) Limited	Rep	证券交易	2004-02-16	2005-04-01
UOB KAY HIAN (HONG KONG) LIMITED	Rep	证券交易	2003-06-27	2004-02-12
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	就机构融资提供意见	2003-04-01	2003-04-11
	Rep	就证券提供意见	2003-04-01	2003-04-11
	Rep	提供资产管理	2003-04-01	2003-04-11
	Rep	提供自动化交易服务	2003-04-01	2003-04-11
	Rep	证券交易	2003-04-01	2003-04-11
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	就机构融资提供意见	2003-04-01	2003-04-11
	Rep	就证券提供意见	2003-04-01	2003-04-11
	Rep	提供资产管理	2003-04-01	2003-04-11
	Rep	提供自动化交易服务	2003-04-01	2003-04-11
	Rep	证券交易	2003-04-01	2003-04-11