| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CVP Securities Limited | Rep | 期货合约交易 | 2011-05-11 | 2015-11-06 |
| Rep | 证券交易 | 2011-05-11 | 2015-11-06 | |
| CORPORATE BROKERS LIMITED | Rep | 证券交易 | 2010-05-17 | 2011-05-09 |
| CORPORATE COMMODITIES LIMITED | Rep | 期货合约交易 | 2010-05-17 | 2011-05-09 |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2009-04-08 | 2010-05-01 |
| Ark Securities (Hong Kong) Limited | Rep | 证券交易 | 2008-11-17 | 2010-05-01 |