| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ETRADE SECURITIES (HONG KONG) LIMITED | RO | 就证券提供意见 | 2007-12-28 | 2016-03-10 |
| RO | 证券交易 | 2007-12-28 | 2016-03-10 | |
| Rep | 杠杆式外汇交易 | 2007-01-23 | 2010-11-01 | |
| Rep | 就证券提供意见 | 2006-12-05 | 2007-12-28 | |
| Rep | 证券交易 | 2006-12-05 | 2007-12-28 | |
| Boom Securities (H.K.) Limited | RO | 提供自动化交易服务 | - | 2006-10-27 |
| RO | 证券交易 | - | 2006-10-27 | |
| Win Securities Limited | RO | 提供自动化交易服务 | - | 2006-10-27 |
| RO | 证券交易 | - | 2006-10-27 |