| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ETRADE SECURITIES (HONG KONG) LIMITED | RO | 杠杆式外汇交易 | 2007-12-03 | 2010-11-01 |
| RO | 就证券提供意见 | 2007-12-03 | 2016-12-31 | |
| RO | 证券交易 | 2007-12-03 | 2016-12-31 | |
| Rep | 杠杆式外汇交易 | 2004-03-30 | 2007-12-03 | |
| Rep | 就机构融资提供意见 | - | 2004-01-05 | |
| Rep | 提供资产管理 | - | 2004-01-05 | |
| Rep | 提供自动化交易服务 | - | 2004-01-05 | |
| Rep | 就证券提供意见 | - | 2007-12-03 | |
| Rep | 证券交易 | - | 2007-12-03 | |
| ETRADE SECURITIES LIMITED | Rep | 就机构融资提供意见 | - | 2004-01-05 |
| Rep | 提供资产管理 | - | 2004-01-05 | |
| Rep | 提供自动化交易服务 | - | 2004-01-05 | |
| Rep | 就证券提供意见 | - | 2007-10-31 | |
| Rep | 证券交易 | - | 2007-10-31 |