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Mung, Wai Sun 蒙煒燊 - 公开纪律行动 | 香港证监会持牌人士(编号 79358)
Mung, Wai Sun 蒙煒燊
证监会中央编号:
ACK281
关键资料
证监会牌照
公开纪律行动
公开纪律行动
SFC fines Ewarton Securities Ltd HK$1.5m
SFC
SFC, 27-May-2021
机构
人物
SFC suspends Mung Wai Sun, ex-Ewarton Securities, for 9 months
SFC
SFC, 21-Sep-2020
For discretionary dealing for a client without written authorisation, and putting his orders ahead of his client.
机构
人物