| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| FORTUNE (HK) SECURITIES LIMITED | Rep | 证券交易 | 2011-03-09 | 2012-08-15 |
| Well Link International Securities Limited | Rep | 期货合约交易 | 2007-03-02 | 2021-12-23 |
| WINWIN SECURITIES LIMITED | Rep | 证券交易 | 2007-03-02 | 2011-03-09 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 证券交易 | 2005-06-13 | 2007-02-09 |
| Rep | 期货合约交易 | 2004-11-10 | 2007-02-09 | |
| Well Link International Securities Limited | Rep | 就期货合约提供意见 | - | 2004-01-05 |
| Rep | 提供资产管理 | - | 2004-01-05 | |
| Rep | 提供自动化交易服务 | - | 2004-01-05 | |
| Rep | 期货合约交易 | - | 2004-11-01 |