| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| JQ Securities (Hong Kong) Limited | RO | 就证券提供意见 | 2025-09-04 | - |
| RO | 提供资产管理 | 2025-09-04 | - | |
| RO | 证券交易 | 2025-09-04 | - | |
| oOo Securities (HK) Group Limited | RO | 就证券提供意见 | 2024-11-25 | 2025-05-21 |
| RO | 提供资产管理 | 2024-11-25 | 2025-05-21 | |
| RO | 证券交易 | 2024-11-25 | 2025-05-21 | |
| Rep | 就证券提供意见 | 2024-10-14 | 2024-11-25 | |
| Rep | 提供资产管理 | 2024-10-14 | 2024-11-25 | |
| Rep | 证券交易 | 2024-10-14 | 2024-11-25 | |
| FORTIS, SHERIFFS & BROWNS ASIA CO. LIMITED | RO | 提供资产管理 | 2020-08-20 | 2024-07-14 |
| oOo Securities (HK) Group Limited | RO | 提供资产管理 | 2020-08-20 | 2023-04-28 |
| orientiert International Markets Limited | RO | 提供资产管理 | 2020-08-20 | 2023-04-28 |
| FORTIS, SHERIFFS & BROWNS ASIA CO. LIMITED | RO | 就证券提供意见 | 2019-06-04 | 2024-07-14 |
| RO | 证券交易 | 2019-06-04 | 2024-07-14 | |
| oOo Securities (HK) Group Limited | RO | 就证券提供意见 | 2019-06-04 | 2023-04-28 |
| RO | 期货合约交易 | 2019-06-04 | 2023-04-28 | |
| RO | 证券交易 | 2019-06-04 | 2023-04-28 | |
| orientiert International Markets Limited | RO | 就证券提供意见 | 2019-06-04 | 2023-04-28 |
| RO | 证券交易 | 2019-06-04 | 2023-04-28 | |
| FORTIS, SHERIFFS & BROWNS ASIA CO. LIMITED | Rep | 就证券提供意见 | 2019-05-02 | 2019-06-04 |
| Rep | 证券交易 | 2019-05-02 | 2019-06-04 | |
| Rep | 提供资产管理 | 2019-05-02 | 2020-08-20 | |
| oOo Securities (HK) Group Limited | Rep | 就证券提供意见 | 2019-05-02 | 2019-06-04 |
| Rep | 证券交易 | 2019-05-02 | 2019-06-04 | |
| Rep | 提供资产管理 | 2019-05-02 | 2020-08-20 | |
| orientiert International Markets Limited | Rep | 就证券提供意见 | 2019-05-02 | 2019-06-04 |
| Rep | 证券交易 | 2019-05-02 | 2019-06-04 | |
| Rep | 提供资产管理 | 2019-05-02 | 2020-08-20 | |
| United Securities Limited (HK) | Rep | 提供资产管理 | 2018-03-12 | 2019-03-31 |
| RO | 就证券提供意见 | 2017-09-20 | 2019-03-31 | |
| RO | 证券交易 | 2017-09-20 | 2019-03-31 | |
| Rep | 就证券提供意见 | 2017-09-07 | 2017-09-20 | |
| Rep | 证券交易 | 2017-09-07 | 2017-09-20 | |
| Glory Sun Securities Limited | RO | 就证券提供意见 | 2017-06-13 | 2017-06-30 |
| RO | 期货合约交易 | 2017-06-13 | 2017-06-30 | |
| RO | 证券交易 | 2017-06-13 | 2017-06-30 | |
| Rep | 就证券提供意见 | 2017-05-05 | 2017-06-13 | |
| Rep | 期货合约交易 | 2017-05-05 | 2017-06-13 | |
| Rep | 证券交易 | 2017-05-05 | 2017-06-13 | |
| Rep | 提供资产管理 | 2017-05-05 | 2017-06-30 | |
| YUE XIU ASSET MANAGEMENT LIMITED | Rep | 提供资产管理 | 2017-03-14 | 2017-04-07 |
| YUE XIU FUTURES COMPANY LIMITED | RO | 就期货合约提供意见 | 2015-12-09 | 2017-04-07 |
| RO | 期货合约交易 | 2015-12-09 | 2017-04-07 | |
| Rep | 就期货合约提供意见 | 2015-11-06 | 2015-12-09 | |
| Rep | 期货合约交易 | 2015-11-06 | 2015-12-09 | |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2015-11-06 | 2017-04-07 |
| GUODU SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2013-03-05 | 2015-07-01 |
| GUODU FUTURES (HONG KONG) LIMITED | RO | 就期货合约提供意见 | 2012-12-04 | 2015-07-01 |
| RO | 期货合约交易 | 2012-12-04 | 2015-07-01 | |
| GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2012-03-21 | 2012-08-01 |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | 证券交易 | 2012-03-21 | 2012-08-01 |
| Well Link International Securities Limited | RO | 期货合约交易 | 2011-11-21 | 2012-01-04 |
| FORTUNE (HK) SECURITIES LIMITED | Rep | 证券交易 | 2011-01-03 | 2012-01-04 |
| Well Link International Securities Limited | Rep | 期货合约交易 | 2007-11-19 | 2011-11-21 |
| WINWIN SECURITIES LIMITED | Rep | 证券交易 | 2007-08-01 | 2011-01-03 |
| TAT LEE SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2006-10-25 | 2007-07-21 |
金管局记录暂时无法加载，请稍后重试。