| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2016-03-21 | - |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2015-02-09 | 2016-02-18 |
| EXECUTION NOBLE (HONG KONG) LIMITED (TRADING AS ESPIRITO SANTO SECURITIES) | Rep | 证券交易 | 2006-03-13 | 2014-09-12 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2004-09-07 | 2006-03-01 |
| KGI ASIA LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-06-01 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-06-01 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-06-01 | |
| Rep | 证券交易 | 2003-04-01 | 2006-03-01 | |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | 提供自动化交易服务 | 2003-04-01 | 2003-07-21 |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2004-06-01 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-06-01 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-06-01 | |
| Rep | 证券交易 | 2003-04-01 | 2006-03-01 |
金管局记录暂时无法加载，请稍后重试。