| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2023-08-10 | - |
| FIRST WORLDSEC SECURITIES LIMITED | Rep | 就证券提供意见 | 2020-08-24 | 2023-05-31 |
| Rep | 证券交易 | 2020-08-24 | 2023-05-31 | |
| RO | 就证券提供意见 | 2020-03-02 | 2020-08-24 | |
| RO | 证券交易 | 2020-03-02 | 2020-08-24 | |
| Rep | 就证券提供意见 | 2019-06-11 | 2020-03-02 | |
| Rep | 证券交易 | 2019-06-11 | 2020-03-02 | |
| GREATER CHINA SECURITIES LIMITED | Rep | 证券交易 | 2019-03-05 | 2019-05-09 |
| Spruce Light Asset Management Company Limited | Rep | 就证券提供意见 | 2019-02-15 | 2019-05-09 |
| Rep | 提供资产管理 | 2019-02-15 | 2019-05-09 | |
| AMBER HILL CAPITAL LIMITED | Rep | 就证券提供意见 | 2018-11-20 | 2018-12-07 |
| Rep | 提供资产管理 | 2018-11-20 | 2018-12-07 | |
| Oriental Ever Investment Limited | RO | 证券交易 | 2017-03-15 | 2018-04-19 |
| FIL Investment Management (Hong Kong) Limited | Rep | 就证券提供意见 | 2010-12-01 | 2014-08-22 |
| Rep | 提供资产管理 | 2010-12-01 | 2014-08-22 | |
| Rep | 证券交易 | 2010-12-01 | 2014-08-22 |
已采集记录中暂无金管局登记。