| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| FIRST SECURITIES (HK) LIMITED | RO | 证券交易 | 2011-08-23 | - |
| Rep | 证券交易 | 2011-06-08 | 2011-08-23 | |
| KGI ASIA LIMITED | RO | 证券交易 | 2011-01-13 | 2011-06-01 |
| KGI WEALTH MANAGEMENT LIMITED | RO | 证券交易 | 2011-01-13 | 2011-06-01 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2010-01-18 | 2011-01-13 |
| KGI WEALTH MANAGEMENT LIMITED | Rep | 证券交易 | 2007-10-15 | 2011-01-13 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2005-09-20 | 2007-09-09 |