| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| FIRST SECURITIES (HK) LIMITED | RO | 就证券提供意见 | 2026-08-04 | - |
| CAPITAL GLOBAL MANAGEMENT LIMITED | RO | 就证券提供意见 | 2016-12-09 | - |
| RO | 证券交易 | 2016-12-09 | - | |
| FIRST SECURITIES (HK) LIMITED | RO | 证券交易 | 2010-02-25 | - |
| Rep | 证券交易 | 2009-12-21 | 2010-02-25 | |
| KGI WEALTH MANAGEMENT LIMITED | RO | 就证券提供意见 | 2004-10-18 | 2009-12-19 |
| RO | 证券交易 | 2003-04-01 | 2009-12-19 |
已采集记录中暂无金管局登记。