Personnel Hong Kong SFC License Details (ID 79626)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
GF Capital (Hong Kong) Limited	RO	就机构融资提供意见	2026-06-29	-
GF Securities (Hong Kong) Brokerage Limited	RO	证券交易	2026-06-29	-
GF Capital (Hong Kong) Limited	Rep	就机构融资提供意见	2026-06-17	2026-06-29
GF Securities (Hong Kong) Brokerage Limited	Rep	证券交易	2026-06-17	2026-06-29
AUSTRAX CAPITAL LIMITED	RO	就机构融资提供意见	2023-02-22	2026-05-04
	RO	证券交易	2023-02-22	2026-05-04
	Rep	就机构融资提供意见	2022-10-18	2023-02-22
	Rep	证券交易	2022-10-18	2023-02-22
XinKong International Capital Limited	RO	就机构融资提供意见	2021-07-19	2022-09-30
	RO	证券交易	2021-07-19	2022-09-30
XinKong International Securities Limited	RO	证券交易	2021-07-19	2022-09-30
XinKong International Capital Limited	Rep	就机构融资提供意见	2021-04-27	2021-07-19
	Rep	证券交易	2021-04-27	2021-07-19
XinKong International Securities Limited	Rep	证券交易	2021-04-27	2021-07-19
AUSTRAX CAPITAL LIMITED	RO	就机构融资提供意见	2020-12-11	2021-02-05
	RO	证券交易	2020-12-11	2021-02-05
	Rep	就机构融资提供意见	2020-10-07	2020-12-11
	Rep	证券交易	2020-10-07	2020-12-11
SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED	RO	就机构融资提供意见	2017-08-21	2020-07-07
	Rep	证券交易	2017-08-21	2020-07-07
CHINA EVERBRIGHT CAPITAL LIMITED	Rep	证券交易	2014-07-09	2017-05-09
	RO	就机构融资提供意见	2014-05-12	2017-05-09
	Rep	就机构融资提供意见	2013-08-12	2014-05-12
FIRST SHANGHAI CAPITAL LIMITED	Rep	就机构融资提供意见	2011-03-18	2013-06-19
Mason Securities Limited	Rep	就机构融资提供意见	2008-06-04	2009-03-20
	Rep	证券交易	2008-06-04	2009-03-20
Everbright Securities Global (HK) Limited	Rep	证券交易	2005-02-03	2005-07-18
	Rep	就证券提供意见	2003-04-01	2004-01-09
	Rep	提供资产管理	2003-04-01	2004-01-09
	Rep	就机构融资提供意见	2003-04-01	2005-07-18

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