| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| DBS ASIA CAPITAL LIMITED | RO | 就证券提供意见 | 2022-05-11 | - |
| RO | 证券交易 | 2022-05-11 | - | |
| RO | 就机构融资提供意见 | 2017-05-08 | - | |
| Rep | 就机构融资提供意见 | 2016-04-05 | 2017-05-08 | |
| Rep | 就证券提供意见 | 2016-04-05 | 2022-05-11 | |
| Rep | 证券交易 | 2016-04-05 | 2022-05-11 | |
| CMB International Capital Limited | Rep | 就机构融资提供意见 | 2014-12-30 | 2015-10-20 |
| Rep | 证券交易 | 2014-12-30 | 2015-10-20 | |
| FIRST SHANGHAI CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2011-07-21 | 2014-11-23 |
| CELESTIAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2010-01-06 | 2011-06-28 |
| Rep | 证券交易 | 2010-01-06 | 2011-06-28 |