| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| FIRST SHANGHAI FUTURES LIMITED | RO | 期货合约交易 | 2012-10-05 | 2025-04-26 |
| FIRST SHANGHAI SECURITIES LIMITED | RO | 就证券提供意见 | 2012-01-09 | 2025-04-26 |
| RO | 证券交易 | 2012-01-09 | 2025-04-26 | |
| FIRST SHANGHAI FUTURES LIMITED | RO | 就期货合约提供意见 | 2010-09-01 | 2025-04-26 |
| Rep | 提供自动化交易服务 | - | 2003-09-05 | |
| Rep | 提供资产管理 | - | 2004-08-11 | |
| Rep | 就期货合约提供意见 | - | 2010-09-01 | |
| Rep | 期货合约交易 | - | 2012-10-05 | |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | 提供自动化交易服务 | - | 2003-09-02 |
| Rep | 就机构融资提供意见 | - | 2004-08-11 | |
| Rep | 提供资产管理 | - | 2004-08-11 | |
| Rep | 就证券提供意见 | - | 2012-01-09 | |
| Rep | 证券交易 | - | 2012-01-09 |