| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| FIRST SHANGHAI FUTURES LIMITED | Rep | 期货合约交易 | 2005-12-20 | 2026-06-30 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | 证券交易 | 2005-12-20 | - |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | RO | 就期货合约提供意见 | 2003-04-01 | 2004-12-03 |
| RO | 提供资产管理 | 2003-04-01 | 2004-12-03 | |
| RO | 期货合约交易 | 2003-04-01 | 2005-11-30 | |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | RO | 就机构融资提供意见 | 2003-04-01 | 2004-12-03 |
| RO | 就证券提供意见 | 2003-04-01 | 2004-12-03 | |
| RO | 提供资产管理 | 2003-04-01 | 2004-12-03 | |
| RO | 证券交易 | 2003-04-01 | 2005-11-30 |