| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| RICHE BRIGHT SECURITIES LIMITED | RO | 期货合约交易 | 2023-03-06 | 2025-06-24 |
| Rep | 提供资产管理 | 2022-10-17 | - | |
| RO | 就证券提供意见 | 2022-03-07 | - | |
| RO | 证券交易 | 2020-03-27 | - | |
| FT Securities Limited | RO | 就证券提供意见 | 2018-06-05 | 2019-08-21 |
| RO | 证券交易 | 2018-06-05 | 2019-08-21 | |
| Rep | 证券交易 | 2018-04-24 | 2018-06-05 | |
| JIMEI SECURITIES LIMITED | RO | 证券交易 | 2016-08-08 | 2018-01-14 |
| Rep | 证券交易 | 2016-06-23 | 2016-08-08 | |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | 证券交易 | 2007-10-31 | 2016-06-17 |
| FIRST SHANGHAI FUTURES LIMITED | Rep | 提供自动化交易服务 | 2003-05-26 | 2003-09-05 |
| Rep | 期货合约交易 | 2003-05-22 | 2016-06-17 |
已采集记录中暂无金管局登记。