| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Changjiang Securities Brokerage (HK) Limited | RO | 就期货合约提供意见 | 2016-07-26 | 2020-10-16 |
| RO | 期货合约交易 | 2016-07-26 | 2020-10-16 | |
| Changjiang Futures (HK) Limited | RO | 就期货合约提供意见 | 2015-12-29 | 2020-10-16 |
| RO | 期货合约交易 | 2015-12-29 | 2020-10-16 | |
| Changjiang Securities Brokerage (HK) Limited | Rep | 证券交易 | 2013-02-14 | 2020-10-16 |
| Changjiang Futures (HK) Limited | Rep | 期货合约交易 | 2012-02-28 | 2015-12-29 |
| FIRST SHANGHAI FUTURES LIMITED | Rep | 期货合约交易 | 2008-12-09 | 2012-02-04 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | 证券交易 | 2008-11-25 | 2012-02-04 |
| Quam Securities Limited | Rep | 证券交易 | 2006-05-29 | 2008-10-24 |