| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| EXCEL INVESTMENT (HK) LIMITED | RO | 提供资产管理 | 2014-07-21 | 2017-02-24 |
| China Alpha Fund Management (HK) Limited | Rep | 提供资产管理 | 2012-12-21 | 2013-11-15 |
| Rep | 就证券提供意见 | 2012-11-05 | 2013-11-15 | |
| FIRST SHANGHAI FUTURES LIMITED | Rep | 就期货合约提供意见 | 2010-05-20 | 2012-10-31 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | 就证券提供意见 | 2009-12-11 | 2012-10-31 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | - | 2003-11-03 |
| Rep | 就证券提供意见 | - | 2003-11-03 | |
| Rep | 提供资产管理 | - | 2003-11-03 |