| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CINDA INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2018-05-28 | 2022-06-09 |
| Rep | 证券交易 | 2018-05-14 | 2019-09-12 | |
| FIRST SHANGHAI FUTURES LIMITED | Rep | 期货合约交易 | 2017-12-01 | 2018-04-13 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | 证券交易 | 2017-12-01 | 2018-04-13 |
| Rep | 就证券提供意见 | 2017-09-21 | 2018-04-13 | |
| Rep | 证券交易 | 2009-09-28 | 2017-09-21 | |
| FIRST SHANGHAI FUTURES LIMITED | Rep | 期货合约交易 | 2009-07-29 | 2017-09-21 |
| CHINA XIN YONGAN FUTURES COMPANY LIMITED | Rep | 期货合约交易 | 2008-08-28 | 2009-06-30 |
| SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | 证券交易 | 2007-07-09 | 2008-04-25 |