| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期货合约交易 | 2014-10-30 | - |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 证券交易 | 2014-10-30 | - |
| FIRST SHANGHAI FUTURES LIMITED | Rep | 期货合约交易 | 2013-12-06 | 2014-10-15 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | 证券交易 | 2008-12-17 | 2014-10-15 |
| CELESTIAL SECURITIES LIMITED | Rep | 证券交易 | 2008-04-21 | 2008-08-18 |