Personnel Hong Kong SFC License Details (ID 79706)

Personnel Hong Kong SFC License Details (ID 79706)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
First Sentier Investors (Hong Kong) Limited	Rep	就证券提供意见	2016-07-19	2021-06-28
	Rep	证券交易	2016-07-19	2021-06-28
UBS Asset Management (Hong Kong) Limited	Rep	就证券提供意见	2015-07-30	2016-06-09
	Rep	证券交易	2015-07-30	2016-06-09
First Sentier Investors (Hong Kong) Limited	Rep	就证券提供意见	2011-04-12	2015-05-20
	Rep	证券交易	2011-04-12	2015-05-20
Credit Suisse (Hong Kong) Limited	Rep	就证券提供意见	2009-04-23	2011-03-09
	Rep	证券交易	2009-04-23	2011-03-09
Aberdeen International Investment Management Limited	Rep	就证券提供意见	2008-02-18	2009-04-30
	Rep	证券交易	2008-02-18	2009-04-30
BNP PARIBAS DEALING SERVICES ASIA LIMITED	Rep	就证券提供意见	2007-04-13	2007-12-28
	Rep	提供资产管理	2007-04-13	2007-12-28
	Rep	证券交易	2007-03-08	2007-12-28
JPMorgan Asset Management (Asia Pacific) Limited	Rep	就证券提供意见	2006-02-22	2007-02-09
	Rep	提供资产管理	2006-02-22	2007-02-09
JPMorgan Funds (Asia) Limited	Rep	证券交易	2006-02-22	2007-02-09
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED	Rep	就证券提供意见	2004-08-19	2005-06-01
	Rep	提供资产管理	2004-08-19	2005-06-01