| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Success Securities Limited | Rep | 证券交易 | 2015-08-07 | 2020-08-14 |
| KAM FAI SECURITIES CO., LIMITED | Rep | 证券交易 | 2014-06-06 | 2015-06-18 |
| FORTUNE (HK) SECURITIES LIMITED | Rep | 证券交易 | 2010-03-22 | 2014-05-19 |
| WINWIN SECURITIES LIMITED | Rep | 就机构融资提供意见 | - | 2005-02-14 |
| Rep | 就证券提供意见 | - | 2005-02-14 | |
| Rep | 提供资产管理 | - | 2005-02-14 | |
| Rep | 提供自动化交易服务 | - | 2007-06-04 | |
| Rep | 证券交易 | - | 2010-03-15 |