| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| FORTUNE (HK) SECURITIES LIMITED | Rep | 证券交易 | 2013-03-05 | - |
| Rep | 证券交易 | 2006-05-18 | 2012-09-14 | |
| 3V Capital Limited | Rep | 就证券提供意见 | 2006-03-27 | 2006-04-12 |
| Rep | 证券交易 | 2006-03-06 | 2006-04-12 | |
| Goldbridge Securities Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-03-02 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-03-02 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-03-02 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2004-03-02 | |
| Rep | 证券交易 | 2003-04-01 | 2006-02-21 |