Personnel Hong Kong SFC License Details (ID 79807)

Personnel Hong Kong SFC License Details (ID 79807)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
Morningstar Investment Management Asia Limited	Rep	就证券提供意见	2020-06-17	2023-10-06
SINOPAC ASSET MANAGEMENT (ASIA) LIMITED	Rep	就证券提供意见	2012-09-12	2013-06-06
	Rep	提供资产管理	2012-09-12	2013-06-06
	Rep	证券交易	2012-09-12	2013-06-06
Friedmann Pacific Asset Management (Hong Kong) Limited	Rep	就证券提供意见	2011-06-16	2012-02-17
	Rep	提供资产管理	2011-06-16	2012-02-17
SINO-RICH SECURITIES &AMP; FUTURES LIMITED	Rep	证券交易	2011-06-16	2012-02-17
SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED	Rep	就证券提供意见	2010-01-25	2011-06-01
	Rep	提供资产管理	2010-01-25	2011-06-01
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	证券交易	2009-12-23	2011-06-01
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	证券交易	2008-01-24	2009-07-22
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	证券交易	2008-01-24	2009-07-22
Merrill Lynch (Asia Pacific) Limited	Rep	证券交易	2005-08-03	2007-09-12