| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SINO-RICH SECURITIES & FUTURES LIMITED | Rep | 证券交易 | 2006-04-03 | 2019-03-01 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2004-04-30 | 2006-01-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 提供自动化交易服务 | 2003-07-04 | 2006-01-01 |
| Rep | 证券交易 | 2003-07-04 | 2006-01-01 |