| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期货合约交易 | 2016-10-11 | 2018-07-24 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2016-03-16 | 2018-07-24 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2016-03-16 | 2016-10-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就证券提供意见 | 2013-06-10 | 2013-08-31 |
| Rep | 证券交易 | 2013-06-10 | 2013-08-31 | |
| SINO-RICH SECURITIES & FUTURES LIMITED | Rep | 证券交易 | 2011-07-21 | 2012-05-29 |
| JPMorgan Funds (Asia) Limited | Rep | 证券交易 | 2011-04-11 | 2011-06-03 |