| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited | Rep | 就期货合约提供意见 | 2013-09-16 | - |
| Rep | 就证券提供意见 | 2013-09-16 | - | |
| Rep | 期货合约交易 | 2012-12-21 | - | |
| Rep | 证券交易 | 2012-12-21 | - | |
| SINO-RICH SECURITIES & FUTURES LIMITED | Rep | 期货合约交易 | 2011-09-05 | 2012-12-07 |
| Rep | 证券交易 | 2008-06-16 | 2012-12-07 |